Statements on green and social investing seen as ‘fertile ground’ for enforcement division
email rounding up the latestThe US Securities and Exchange Commission enforcement division has sent document requests, including subpoenas, to several asset managers relating to their environmental, social and governance investment marketing this year, lawyers said, suggesting a potential crackdown looming for the sustainable fund world.as ESG funds, the asset management industry lawyers said.
Earlier this year the SEC examinations division — known as the agency’s “eyes and ears” and able to refer potential misconduct to enforcement staff — said it would scrutinise ESG investing.
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